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Sample Capital Sources

Angels Investors

Angels With Attitude has a committed pool of capital that they call an "active angel fund." They invest in geographic areas where they have members. That includes primarily the West Coast from Vancouver, BC, to San Diego and the East Coast from Boston to Washington, DC. Angels with Attitude invests in clean and renewable energy and conservation, environmental technology, clean and sustainable transportation, healthy and organic foods and natural products, and education -- all things that contribute to sustainability.

Sweet Spot:
Seed and early-stage ventures that are economically, environmentally and socially sustainable.

No-Go:
Don't send a complete business plan to them as your first step. Instead, E-mail an Executive Summary to the E-mail address below, and you will be notified if they want to take a look at your complete plan.

Average investment range:
$75,000 to $250,000

Number of angels/investors in the network:
25

Contact:
Angels With Attitude
Kristin Martinez
6541 36th Ave. SW
Seattle, WA 98126
206-932-3850
kristin@activeangels.com

SBIC

Agio Capital Partners I, L.P.

Agio Capital Partners (Agio) is a private investment company headquartered in Minneapolis which makes equity investments in a wide variety of middle market private companies. Agio began in 1996 and has been an active investor, typically investing $1 to $5 million per transaction. The general partners of Agio are Ken Gudorf, Don Haas and Goldsmith, Agio, Helms & Company, a leading, internationally respected investment banking firm.

Agio Capital Partners I, L.P.
5050 Lincoln Drive, Suite 420
Edina, Minnesota 55436
Tel. 952-938-1628

 

INVESTMENT BANKING FIRMS

Vector Securities International, Inc.
1751 Lake Cook Road
Suite 350
Deerfield, IL 60015
Phone: (847) 940-1970
Fax: (847) 940-0774
E-mail: dtberghorst@vectorsec.com

Contact:
D. Theodore Berghorst, Chairman and Chief Executive Officer

Description:
Vector Securities is the largest investment banking firm focused exclusively on the healthcare industry. Since 1989, Vector has sole or co-managed more than 90 public offerings of equity securities raising more than $2.7 billion for its clients. Vector has also sole or co-managed 28 private equity placements raising over $600 million for its clients. The Company has also completed over 80 merger and acquisition transactions in the healthcare industry ranging in size from $5 million to over $1 billion.
Vector's Institutional Research Department is distinguished by the depth and breadth of its coverage of the healthcare industry. Vector's research effort has 29 professionals, including 13 senior analysts, representing one of the largest dedicated healthcare efforts on Wall Street. Vector's analysts cover approximately 125 companies involved in the biotechnology, drug delivery, pharmaceutical, diagnostic, medical device, healthcare information, agricultural biotechnology and healthcare services areas.

Transactions:
Inhale Therapeutics -- $92.3 million follow-on
Triangle Pharmaceuticals -- $60.4 million follow-on
Sepracor, Inc. -- $189 million private placement of convertible subordinated debentures
Sano Corporation -- Merger with Élan Corporation plc
Dade International Inc. -- Merger with Behring Diagnostics GmbH, a unit of Hoechst AG

Wachtel & Co. Inc.
1101 Fourteenth Street NW
8th Floor
Washington, DC 20005
Phone: (202) 898-1144
Fax: (202) 898-1016

Contact:
Bonnie K. Wachtel, CEO

Description:
Founded in 1961, Wachtel & Co. Inc. provides private and public equity capital to companies in the Washington DC area. Mostly handles companies that are non-capital intensive, and has some orientation towards technology companies.

Transactions:
Info Analysis -- Lead Adviser/Principal
SIRIUS Lead Adviser/Principal

More Information


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