What Is Included in a Reg. D, 506 Letter Offering

A private placement memorandum (“PPM”) should be drafted to protect the company, its officers and directors, as well as investors. This means, at a minimum, a Reg. D, 506 “PPM to Accredited Investors should include the following provisions:

  • Appropriate securities disclosure language;
  • Summary of the business, its officers and directors (supplied by company);
  • Summary of the offering (price per share, total number of shares being sold, how many shares per unit and the unit price);
  • Purchaser questionnaire;
  • Purchaser subscription agreement;
  • Personal Representative Disclosure Statement;
  • Personal Representative Questionnaire;
  • Financial Projections (to be supplied by company-not required but should be included;
  • Financial Statements (to be supplied by company-not required but may be included); and
  • Business plan (supplied by company – not required)
  • Rule 506(c) offerings – Third-Party Accredited Investor Verification Packet

ALSO INCLUDED

  • SEC Form D
  • Form ID (SEC Access Code Application)
  • Form U-2 (Consent to Service of Process)
  • Form U-2A (Corporate Resolution)

OUR PACKAGE INCLUDES ALL OF THE ABOVE FOR ONE LOW FLAT FEE